Not Charged in Arizona | Felony Federal Securities Fraud/Federal Felony Fraudulent Schemes ($15,000,000 Misappropriated by way of Ponzi Scheme/Securities Fraud), Felony Federal RICO, Federal Bank & Wire Fraud, and Felony Federal Embezzlement

U.S. v. Mr. Z (DMC No. 12954)

ARIZONA CORPORATION COMMISSION SECURITIES DIVISION INVESTIGATED

Not Charged | Federal Bank & Wire Fraud ($1,000,000), Federal Felony Fraud Schemes ($450,000 Misappropriated from Wire Amount), Federal Felony Money Laundering, Federal Felony Sale of an Unlicensed Security, and Felony RICO

State v. Mr. W (DMC No. 13130)

FBI INVESTIGATED

Not Charged (Due to Civil Settlement) | Federal & State Felony Securities Fraud (RICO), Felony Money Laundering, and Felony Bank & Wire Fraud ($636,000)

U.S. v. Mr. N (DMC No. 7596)

FBI INVESTIGATED

Complete Dismissal | Fugitive of Justice/Extradition Warrant (From Colorado) – (7 Counts) Securities Fraud | State v. Mr. T.

Maricopa County Superior Court (Case No. CR2020-003702) (DMC No. 16610)

Not Charged | Felony Securities Fraud/Felony Fraudulent Schemes ($1,747,000), Felony Bank and Wire Fraud, and Felony Money Laundering

State v. Mr. G (DMC No. 11956)

PRIVATE LAW FIRM INVESTIGATED AND RESOLVED WITH CIVIL SETTLEMENT

Not Charged | Federal Felony Securities Fraud/Federal Felony Fraudulent Schemes, and Federal Felony Mortgage Fraud ($221,000)

US v. Mr. M (DMC No. 11094)

REPUBLIC MORTGAGE INSURANCE COMPANY INVESTIGATED

Reduced to Theft (with 1 Year in Prison) | Federal Felony Embezzlement / Securities Fraud ($506,000)

State v. Ms. C (DMC No. 8534)

MARICOPA COUNTY SUPERIOR COURT (CASE NO. CR2009-143747)

Fugitive of Justice Warrant Complete Dismissal | Felony Securities Fraud ($120,000)

State v. Mr. G (DMC No. 15347)

MARICOPA COUNTY SUPERIOR COURT (CASE NO. CR2018-003632)