NOT CHARGED | UNLICENSED SECURITIES SALES  – In 2006, Mr. N, an investment broker, was accused of selling unlicensed securities. By working with the Plaintiff’s attorney, we were able to liquidate all securities involved and provide the Plaintiff all of his invested money back (plus interest). This resolved the case through the civil process rather than the criminal courts. The amounts involved were close to 1 million dollars.

Court – FBI Investigated